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Securities
Topics
There are many different topics related to this particular legal practice area. We invite everyone to read up on the following topics related to Kentucky Securities Lawyers.
Following is a list of common securities fraud issues:
Providing False Information
Stock Manipulation
Lying to Auditors
Insider Trading
Late-Trading Schemes
Unauthorized Trading
Breach of Fiduciary Duty
Broker Embezzlement
Following are several related ways you can be defrauded:
Investment Fraud
Stock Fraud
Bond Fraud
Mutual Fund Fraud
Internet Fraud
Trading Fraud
Other aspects a Securities Lawyer can help you with:
Swap: In general, the exchange of one asset or liability for a similar asset or liability
Swap: In general, the exchange of one asset or liability for a similar asset or liability for the purpose of lengthening or shortening maturities, or raising or lowering coupon rates, to maximize revenue or minimize financing costs. This may entail selling one securities issue and buying another in foreign currency; it may entail buying a currency on the spot market and simultaneously selling it forward. Swaps also may involve exchanging income flows; for example, exchanging the fixed rate coupon stream of a bond for a variable rate payment stream, or vice versa, while not swapping the principal component of the bond. Swaps are generally traded over-the-counter.
Securities News
Latest news about securities cases in Kentucky and nationwide:
Definition:
A futures price that has been affected by a manipulation and is thus higher or lower than it would have been if it reflected the forces of supply and demand.
Buy (or Sell) On Opening
Definition:
To buy (or sell) at the beginning of a trading session within the open price range.
Margin
Definition:
The amount of money or collateral deposited by a customer with his broker, by a broker with a clearing member, or by a clearing member with a clearing organization. The margin is not partial payment on a purchase.
If you live in the following cities and need an securities attorney you should contact
our Securities Attorney as soon as possible:
Ashland
Bardstown
Berea
Bowling Green
Campbellsville
Corbin
Covington
Danville
Elizabethtown
Erlanger
Florence
Frankfort
Ft Mitchell
Georgetown
Glasgow
Henderson
Hopkinsville
Latonia
Lexington
Louisville
Madisonville
Mayfield
Morehead
Murray
Newport
Nicholasville
Owensboro
Paducah
Pikeville
Radcliff
Richmond
Shelbyville
Shepherdsville
Versailles
Winchester
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